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Helping consultants run compliance like clockwork.
Stay focused on the outcome from the outset. We’re your GRC technology partner, here to give you the competitive edge.
More business. Less busy-ness.
Bring order to end-to-end compliance processes with the most advanced SaaS platform for advisors and consultants.
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Quantuma Advisory Limited
Celebrating its 10th anniversary in 2023, Quantuma is an independent advisory firm serving the needs of corporate companies and their stakeholders.
We work alongside banks, major law practices, private equity houses, hedge funds, asset-based lenders, brokers, accountants, and regulators to support businesses and their clients. Our capabilities include extracting value from underperforming businesses, transactions to maximise stakeholder value, resolving business disputes, mitigating business risks, identifying and recovering assets and managing operational and financial challenges.
We have unrivalled experience working with regulated businesses and have strong relationships with the FCA, PRA and SRA, resulting from numerous instructions.
Our team has deep cross-border experience and specialist expertise in Restructuring & Insolvency, Corporate Finance, Disputes, Investigations, Asset Tracing & Recovery and Valuations.
The firm is headquartered in London and employs 400 people, who are located across 26 offices situated in the UK, Cyprus, Mauritius, The Cayman Islands, BVI, Singapore, Dubai and Australia.
For more information, please visit
www.quantuma.com
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At Competent Adviser our whole ethos is built around providing the financial services organisation of today with the training and competency assessment tools they require to be able to demonstrate that all individuals within their organisation are, and remain, competent in their role.
The vast range of knowledge and questions contained within our award winning system provides you with the ability to test your clients and their staff on ALL types of products both at the generic and provider specific level, whilst our constantly growing regulatory Computer Based Training (CBT) library gives you instant access to interactive learning modules on such key regulatory topics such as Consumer Duty, Conduct Risk, GDPR, Fair Treatment of Customers, Financial Crime, Vulnerable Customers etc.
We believe that an individual can only be considered truly competent if they are able to demonstrate competency across all aspects of their role and one of the unique features of our system is the ability for you to combine our generic content and questions you’re your client’s own specific procedures to create a truly bespoke CPD journey for them and their staff.
Our testing system is designed to instantly identify areas of learning weakness both at individual, team and corporate level, with completion of each test automatically placing a bespoke learning programme on an individual’s Home Page that has been specifically designed to enable them to achieve full competency within the shortest possible timescale.
And finally, our comprehensive Reporting Suite enables you to, amongst many other things, identify areas of learning weakness both at individual, team and client level, giving you immediate access to the up to the minute data at the click of a button.
We currently work with a number of Compliance Consultants who offer our services on a white labelled basis, strengthening their brand and enabling them to provide a fully comprehensive CPD solution, specifically designed to suit the bespoke needs of their clients
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Redress arising from pension transfer or income drawdown advice can happen years after the fact.
First Actuarial has a team of defined benefit pension experts with decades of experience in valuing defined benefit pension liabilities. Our team, led by Sarah Abraham, can use our specialist knowledge to:
- Carry out redress calculations
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Tango Networks is a full UK mobile service operator on the EE network - dedicated to business use. We help Banks and financial services companies achieve MiFID II compliancy by routing all mobile calls through existing or new call recording systems. SMS messages can also be recorded for future analysis. Tango’s eSIMs can be installed in minutes, by scanning a QR code - and can even be used as the 2nd SIM (and business line) in a personal phone.
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Leo RegTech Limited developed Leo, the all-in-one compliance software designed for compliance professionals and regulated firms. Leo automates compliance workflows and provides you with the tools to assess a firm’s risk profile and build a monitoring program, manage employees’ compliance tasks and responsibilities, deliver and monitor online training, and manage all other aspects of the compliance framework.
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Learn more
www.leo.tech
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Elevation is an enhanced client survey from VouchedFor.
By analysing over 250,000 clients’ feedback, we’ve identified the factors that make the biggest positive difference to client experience.
Elevation uses carefully engineered questions within a client survey to show advice firms and advisers the specific actions they can take to meet the Consumer Duty and drive revenue growth.
Elevation offers completely private feedback, industry benchmarks, and a real-time Consumer Duty Report.
That’s why more than 1,000 advisers from leading advice firms have chosen Elevation as their preferred survey solution for Consumer Duty.
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Our account handlers have over 20 years’ experience in this sector and have an in-depth knowledge of the regulatory/coverage specific issues currently affecting IFAs and Mortgage Brokers.
Some key features of the policies that we can arrange:-
- Competitive premium rates without restricting coverage
- Retrospective cover for Network Members
- Coverage for claims relating to the insolvency of financial institutions (Many policies exclude this event)
- Cover for Defined Benefit Pension Transfer advice
- ‘A’ rated insurers, Lloyd’s & Company Markets
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4th Floor Copenhagen House,
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Cascade is a Compliance, Administration and Governance Software solution.
Easily adaptable, “no coding required”, it is used by compliance consultants to help implement the compliance policies they create for their clients. Turning that 100/200 page PDF of their compliance manual into a working solution.
This helps the client get all members of staff up to speed on documents required, questionnaires required etc. dependent upon the role the counterparty plays to the client. This cuts down on interpretation issues and also ensures that you never ask for the same document twice.
It was developed to help SMEs to manage the ever-growing compliance overhead by creating a central repository for all elements of a Risk based approach to compliance.
This includes:
- Onboarding new clients & organizing client acceptance Committees
- Digitalising the client list: registry of companies and funds, individual shareholders and counterparties with pre-set reports for regulators
- Perform a full AML/KYC framework:
- permitting the collection of ID documents, identification of BOs, AML questionnaire and risk allocation
- alerting of any changes to the status of clients
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- Full Project and Task management functionality including deadline monitoring
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- Real Estate Groups
- Crypto Exchanges
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FRP is a leading national business advisory firm.
We provide solutions to create, preserve and recover value across a range of complex situations. With over 500 team members, including 80 partners working across 26 UK locations, we can provide you with the advice needed to guide you throughout the corporate lifecycle.
Specialising in corporate finance, debt advisory, restructuring, forensics and pensions, we deliver strategic solutions across a broad range of situations. Our five pillar services complement each other. We draw on experts within each of our service areas to put the best people in place for each circumstance.
Working across the board, from multinational organisations to small enterprises, we develop effective strategies for all kinds of businesses. Our financial services and regulatory specialists understand the intricacies of each situation and have the insight and expertise to find the right solution.
For more information, please visit frpadvisory.com.
Restructuring Advisory
Our team of over 300 restructuring advisory professionals provides advice and leadership through times of strategic change, and delivers tangible results for both businesses and individuals.
Our specialist team is focused on providing positive outcomes through comprehensive option reviews, undertaking wind down planning and solvency reviews, and advising upon and delivering practical solutions to stabilise and return businesses to financial health. Our team have experience in adapting operating models to resolve pressure points and preserve long-term growth plans to deliver a clear direction.
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THE FIRM
Russell-Cooke is a leading London law firm comprised of highly regarded specialists across a vast breadth of expertise. Its mix of commercial, private and public sector clients reflects the complex legal needs of contemporary London. The firm’s legal experts are leaders in their fields in areas as diverse as commercial property, professional regulation, crime and children law.
PRINCIPAL AREAS OF WORK
Russell-Cooke is an unusually broad-based practice spanning commercial and private client, civil and criminal, contentious and advisory work.
The firm’s large real estate team has a wealth of experience including in investment and development, in sectors including hotels and leisure, logistics and retail. Its specialist planning and construction lawyers and its highly regarded property disputes team complement its capabilities in this space.
Russell-Cooke offers a full range of services for private clients including highly regarded children, family, wills and probate, employment, clinical negligence, personal injury and criminal litigation services. Private clients also benefit from the firm’s specialist expertise in probate disputes, French law, and tax and cross-border estates.
The charity and social business team is amongst the top legal teams in the sector and has an impressive roster of clients. The team covers the full spectrum of issues from governance and commercial to property, employment and disputes.
The Russell-Cooke family office team is made up of recognised experts from a range of legal disciplines, enabling them to help with an unusually broad mix of issues. Whether it’s regarding family interests and assets, Wills, pre-nuptial agreements, the family business or property portfolios, the team provides clear, practical advice to help high net worth families.
The specialist corporate and commercial team handles the whole range of contentious, non-contentious and transactional work, with a recent focus on supporting startups from inception through funding rounds to onward growth and/or sale.
CLIENTS
The firm has built an outstanding client base including The Law Society, Prêt a Manger; Sky UK, Chelsea FC, Lendlease and the British Heart Foundation. Russell-Cooke’s ability to tackle complex, multidimensional cases means that a significant proportion of its work comes from referrals by other solicitors and many of its clients are solicitors, barristers and judges.
INTERNATIONAL
The firm advises a wide range of businesses, individuals and charities on their cross-border matters. Russell-Cooke acts as part of clients’ professional inner circles and has a wide network of international advisers allowing them to seamlessly project manage transactions involving other jurisdictions. The firm is the sole UK member of international legal networks Legus and LexUnion.
SUSTAINABILITY & CORPORATE RESPONSIBILITY
As a modern business, Russell-Cooke is aware of its impact on the environment and its place within the local community. As part of its 2019-2022 strategic plan "to improve the environmental sustainability of the firm and take significant steps towards carbon neutrality,” Russell-Cooke has already offset its 2020 and 2021 emissions and has committed to do so in the future. The firm’s Putney office boasts solar panels which push energy into the local grid, and is home to two hives of Buckfast bees.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="5433" img_size="full" qode_css_animation=""][vc_column_text css=".vc_custom_1656418202657{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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We are a market leading team specialising in the financial services sector, with particular emphasis on representing a range of firms and individuals who are facing issues with the FCA. Our team and the individuals in it, which includes former FCA regulators, are highly ranked in the legal directories.
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They have some of the key players in the market for representing individuals and corporations in the regulatory space.
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Extensive experience in dealing with FCA investigations.
(Chambers and Partners 2022)
The team has strength across individuals and corporates and have great insight across all aspects of the financial services sector, particularly asset management. They are very collaborative and committed to advancing the interests of their clients.
(Legal 500 2022)
Superb team for defence Financial Services work….
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string(9992) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner el_class="Simplifying compliance requirements around identifying and reporting on financial vulnerability Comentis provides regulated firms with the ability to consistently and objectively identify financially vulnerable clients through a simple to deploy, clinically developed online assessment process. The unique assessment process flags those at risk and allows advisers to log both interventions and outcomes. All of which feeds into our vulnerability dashboard which has been built as part of the FCA innovation Hub program. Assessments can be discretely integrated into existing client journeys (onboarding, factfind, KYC) & advice processes, providing a seamless experience for clients whilst enabling your clients to meet growing regulatory requirements more easily. You can find more information and an explainer video on our Financial Vulnerability webpage How it works Through a limited number of non-invasive questions, clinically developed algorithms identify customers at risk of financial vulnerability, including resilience and capability drivers. On completion of an assessment a detailed vulnerability report is created for the client’s file. Through our intervention log, any recorded actions are also incorporated into each report, providing a complete audit trail. Comentis is also integrated in a growing number of client management platforms including Intelliflo, Time4Advice and Iress. Unrivalled Analytics and Reporting Comentis provides compliance firms with unrivalled analytics and reporting around financial vulnerability and mental capacity. Using the primary data from the assessments, our App provides clear and straightforward reporting on: • User analytics – what advisers have done what • Risks Identified – what vulnerability risks exist in a client base • Interventions and outcomes – what actions have been taken and what risks have been confirmed, mitigated • access to our Vulnerability Dashboard, providing oversight on vulnerabilities. By ensuring your clients use our App you will not only be ensuring they consistently identify vulnerable clients, but also make the future recording of actions and reporting to the regulator easier, quicker and more accurate. Class leading expertise What sets Comentis apart is its clinical pedigree and team of inhouse experts, each contributing years of experience in the fields of mental health assessments, clinical psychology, and mental capacity. Developed alongside financial services professionals, Comentis delivers an unrivalled solution for the identification of the financially vulnerable. Comentis has gained support from the FCA in developing the App as part of the FCA Innovation Hub Program. They are also subject matter experts on the PFS Vulnerability Taskforce and members of the TISA vulnerability Working Group and TisaTech. “Vulnerability is so challenging for financial advisers to identify objectively, yet in these times more financial advice customers than ever are likely to fall into that category. Not only does the Comentis solution help firms meet their regulatory obligations, it also enables advisers to evidence this and sensitively approach vulnerability, leading to better outcomes for the end-customer.” Marjolaine Quirke Director of Client Delivery, Tenet Compliance Services Contact details Email: Joe@comentis.co.uk Tel: 07496244431 www.comentis.co.uk/financial-vulnerability" width="1/2"][vc_column_text]
Simplifying compliance requirements around identifying and reporting on financial vulnerability
Comentis provides regulated firms with the ability to consistently and objectively identify financially vulnerable clients through a simple to deploy, clinically developed online assessment process.
The unique assessment process flags those at risk and allows advisers to log both interventions and outcomes. All of which feeds into our vulnerability dashboard which has been built as part of the
FCA innovation Hub program.
Assessments can be discretely integrated into existing client journeys (onboarding, factfind, KYC) & advice processes, providing a seamless experience for clients whilst enabling your clients to meet growing regulatory requirements more easily.
You can find more information and an explainer video on our
Financial Vulnerability webpage
How it works
Through a limited number of non-invasive questions, clinically developed algorithms identify customers at risk of financial vulnerability, including resilience and capability drivers.
On completion of an assessment a detailed vulnerability report is created for the client’s file. Through our intervention log, any recorded actions are also incorporated into each report, providing a complete audit trail.
Comentis is also integrated in a growing number of client management platforms including Intelliflo, Time4Advice and Iress.
Unrivalled Analytics and Reporting
Comentis provides compliance firms with unrivalled analytics and reporting around financial vulnerability and mental capacity. Using the primary data from the assessments, our App provides clear and straightforward reporting on:
- User analytics – what advisers have done what
- Risks Identified – what vulnerability risks exist in a client base
- Interventions and outcomes – what actions have been taken and what risks have been confirmed, mitigated
- access to our Vulnerability Dashboard, providing oversight on vulnerabilities.
By ensuring your clients use our App you will not only be ensuring they consistently identify vulnerable clients, but also make the future recording of actions and reporting to the regulator easier, quicker and more accurate.
Class leading expertise
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Comentis has gained support from the FCA in developing the App as part of the FCA Innovation Hub Program. They are also subject matter experts on the PFS Vulnerability Taskforce and members of the TISA vulnerability Working Group and TisaTech.
“Vulnerability is so challenging for financial advisers to identify objectively, yet in these times more financial advice customers than ever are likely to fall into that category. Not only does the Comentis solution help firms meet their regulatory obligations, it also enables advisers to evidence this and sensitively approach vulnerability, leading to better outcomes for the end-customer.”
Marjolaine Quirke
Director of Client Delivery, Tenet Compliance Services
Contact details
Email: Joe@comentis.co.uk
Tel: 07496244431
www.comentis.co.uk/financial-vulnerability
Click here to view our latest webinar delivered to APCC members on Vulnerability.
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string(4311) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_column_text][/vc_column_text][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]I am an Executive Coach working with people in a wide range of organisations including compliance consultants and insurance brokers.
I am Masters qualified and Accredited by the Association for Coaching and have been coaching for over 10 years.
What is Executive Coaching?
Well, I won’t tell you how to do your job, but I will help you with these:
- Operating more effectively in your organisation
- Navigating complex team dynamics
- Exploring your aspirations and goals
- Opening your mind to new ways of thinking
- Becoming more courageous
- Challenging your perceived limitations
- Increased motivation
- Renewed energy and fulfilment
In a nutshell, then, Executive Coaching is helping people to help themselves. In fact, a coach has been likened to someone 'walking alongside' you. It's a confidential one-to-one conversation that's tailored to you and your situation containing a blend of support and challenge, but it's a conversation with a purpose.
The sessions are 90 minutes and typically monthly, and can take place at your work premises or at a local venue of your choice, but are increasingly online (Teams, Zoom etc.)
Get in touch for a free taster session or if you just want to find out more.
Ian Mercer MSc MA (Cantab) MCIPD CEng MIET
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CCL Academy is an Accredited Training Partner (ATP) of the Chartered Institute for Securities & Investment (CISI) and is one of the select number of ATPs to be awarded the coveted Premier Accredited Training Partner status in recognition of its exceptional CISI training services. The Academy is also an approved CISI CPD provider for the CISI CPD Scheme, and are proud to deliver a range of Governance, Risk and Compliance qualifications in association with the Henley Business School and the ICMA Centre.
The firms unique and wide range of compliance learning opportunities include a holistic, 360 approach to compliance training that caters to the whole business. This includes:
- An eLearning library covering the mandatory topics needed for front/back-office staff
- Bespoke In-House Courses across the major Compliance/FCC topics
- A series of skills-based, Public Courses for Compliance/FCC staff
- A CPD Programme ideal for Compliance/FCC staff
- An innovative On-Demand Video Tutorials for the Compliance/FCC team, and Regulatory Briefings for Senior Management.
CCL Academy’s Referral Scheme allows APCC members to give their clients access to the 360 Approach to Compliance Learning package – a solution to ensure that all staff across their firm have access to the compliance learning resources they need.
Contact CCL Academy for more information.
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We have a deep understanding of the regulatory responsibilities and risk management procedures required by regulated firms, supporting our clients to find the most suitable Professional Indemnity insurance (PI), Cyber and Data insurance (Cyber) and Directors’ and Officers’ insurance (D&O).
We are an affiliate member of the Association of Professional Compliance Consultants (APCC) and an associate member of the Lloyd’s Market Association (LMA) and can broker competitive insurance cover for 95% of businesses within the financial services sector.
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Worried about how to protect your business from ransomware attacks and email account takeover?
The solution is Mitigo. They specialise in the financial services sector. Their support has been designed to safeguard against cyber attacks and provide businesses with operational resilience. After assessing your risks, Mitigo will take care of the three areas needed to keep your business safe:
Technology – includes detailed technology assessments, penetration testing, and vulnerability scanning
People – includes e-learning, testing, and simulated phishing
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If you would like to join our contactor bench or if you are looking for excellent contractors to support your business, please feel free to reach out for a confidential discussion on how we can assist you with your search or provide you with right talent and expertise.
Tel: 0207 010 1153 or Email: bhandelaar@danosconsulting.com
***REFER A PROFESSIONAL*** If you know a professional with the skills and experience to make a great compliance, risk or legal consultant, please recommend them to us. We’ll thank you with a £250 retail voucher if they are placed in a role through Danos Consulting* - Find Out More Visit Our Referral Scheme
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Services Offered
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Firms Served
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RMail Email Security Solution
Track, prove, e-sign, encrypt, share, certify, control – all-in-one
Looking for an all-in-one service experience? RMail offers the most secure and certified email security capabilities for privacy and compliance and eSignatures for easy digitization of workflows, e-delivery tracking, and managed file transfer to simplify secure sharing of large files. Its AI-infused apps minimize human errors to help you prevent data leaks while document-level digital rights management ensures you have document control even after transmission.
With RMail, APCC members get:
- Registered Encryption™ email security automatically delivers email in a unique way to each recipient through secure email. It creates the simplest user experience for the recipient while returning auditable proof of privacy and compliance to the sender -- going far beyond basic TLS and link-retrieval systems. RMail includes different levels of encryption for when it is important to keep messages private from a recipient’s email administrator or other insiders.
- Registered Email™ certified e-delivery tracking and proof provides email open/delivery tracking and evidence, with timestamped proof of original content legally delivered. It returns a court-accepted timestamped Registered Receipt™ email without requiring any recipient action.
- Secure Large File Share -- senders can easily attach and track up to 1GB of files from Outlook or the RMail Web app through the secure file share Senders can securely send files to any recipient with encryption and configurable self-purging options (from 1 to 90 days) in a one-time online storage box that eliminates the risk of recipients being able to see the sender’s cloud storage file structure.
- E-Sign is the simplest, most affordable, web-based electronic signature feature within RMail, which makes it easy for senders to send documents for e-signing directly from their email inbox using any desktop or mobile web browser.
- Disappearing Ink™ and ViewProof™ -- senders can tag certain parts of an email message to disappear from within the email after delivery after a designated amount of time since sending, number of views, or time per view. Senders can receive verifiable proof that the recipient has viewed selected tagged parts of an email.
- Redact Reply™ – senders can redact particularly sensitive text in a sent message such that if the recipient replies, that sensitive text is automatically removed from the reply email thread.
- SideNote® service makes it easy to append a private “sticky note” to a copied or blind copied recipient, so they have context as to why they were copied. With Disappearing Ink™ enabled, that note can be set for one-time-view and to disappear from the recipient inbox after.
- RMail Recommends™ AI-infused data leak protection, which automatically trains senders on which messages should be treated with special care, and have special RMail features applied, in-the-moment of sending. Dynamically adapts to prevent data leaks and automate email encryption.
- Right Recipient™ data shield – dynamically adapting service that, if a message is detected to contain sensitive content, automatically reviews the recipient addresses before transmission, and prompts senders to verify that they really want to send sensitive information to the particular recipients. It then applies the appropriate level of encryption to the message en route if sent.
- Anti-Whaling™ email impostor protection – RMail for Outlook includes patent-pending Anti-Whaling technology that prevents targeted ‘spear-phishing’ detection specifically designed to prevent Business Email Compromise and CEO Fraud impostor email and other lures.
- RMail Wire Fraud Protection™ is a specialized service to assure the right message is sent to the right recipient, with options to apply message-level encryption automatically if the message is related to bill payments, invoices, or wire transfers.
- RMail Protected Documents™ is a specialized document encryption service that makes it easy for senders to apply protections to any document that lives within the document itself, so the sender may at any time after transmission, track views, restrict to certain verified viewers, restrict functionality on the document (edit, print, watermark), or kill the document so that it can no longer be viewed by certain or anyone after a time period.
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Services Offered
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Firms Served
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string(4026) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]Since 2008, Protean Risk has been providing specialist insurance broking services and our clients range from start-ups to companies with revenues of £100m and beyond. We bring the knowledge and experience derived from global insurance broking firms and combine it with a high level of personal service and attention. We recognise the importance of the personal approach in helping clients achieve better insurance results.
Businesses are built one client at a time and our focus today is as much on ensuring our existing clients receive the care and attention they deserve as it is on adding new clients. It's by remaining true to our core values of sector specialisation, personal service and problem solving, that many of the valued clients we have today have been with us since we started.
We hold the coveted status of Lloyd's Broker, which entitles us to directly access the Lloyd’s market and transact business in Lloyd’s. This allows us to select from a very wide choice of insurance providers and ensure that we can match our clients’ requirements with the most appropriate insurance provider. We remain as committed today as we did when we set out and would welcome the opportunity to discuss with you what that commitment could do for you and your business.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="3551" img_size="full" alignment="center" qode_css_animation="" css=".vc_custom_1616780876266{background-color: #ffffff !important;}"][vc_column_text css=".vc_custom_1564910827478{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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string(5609) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]SanctionsSearch.com was set up in response to the fact that all firms undertaking any sort of financial transaction, or providing advice on any financial transaction, need to ensure that their client is not on the Financial Sanctions list.
Whilst the list is freely available to all who need to see it, SanctionsSearch.com realised that firms would still find it extremely difficult to demonstrate to their regulator, or indeed the HM Treasury, that checks had taken place to ensure that their clients were not on the list.
As such, SanctionsSearch.com is all about evidence. Through the site we aim to provide you with a robust audit trail to allow you to ‘evidence’ and ‘demonstrate’ that you initially checked that clients were not on the Financial Sanctions List and that you regularly screen your client bank against future lists.
Based on the Wirral, SanctionsSearch.com was created by Professional Office Ltd. a company which has traded since 2006 as a Partnership and was subsequently incorporated in August 2008.
Its two directors are Joanne Nock ACCA and Chris Clare, both highly experienced in the fields of financial services and accountancy. Professional Office is a company which specialises in delivering office solutions from software and web development right through to virtual secretaries, call routing, accountancy and book-keeping.
Having worked with many companies over the last few years, Professional Office Ltd. always aims to develop systems that make the process of doing business easy, affordable and seamless. From the development of lead generation and lead management right through to prompt invoicing and data management systems, Professional Office has already made its mark in the field of bespoke software development and has packages currently deployed in many companies under licence agreements.
Initial funding for SanctionsSearch.com was provided entirely by the Directors and as a result, after just two years of trading, Professional Office Ltd. is fortunate to have a positive balance sheet, with no debts or liabilities whatsoever. The (now re-paid) up front funding allowed much time, resource and expertise to be spent on researching and developing the SanctionsSearch.com proposition to the point where our belief is that it not only matches but betters anything else currently available. The company’s agility will also, we believe, allow further ongoing developments that may be required in future, thus we can ensure that it remains cutting edge and ahead of its competitors without negatively impacting the company’s bottom line. Professional Office has a development team lead by one lead programmer with two supporting programmers as well as a full time designer. The programming team is qualified in PHP, Perl, MySQL, ASP.NET, C#, SQL Server, HTML, XHTML,CSS, JavaScript and much more.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="444" img_size="full" alignment="center" qode_css_animation="" css=".vc_custom_1580905462203{background-color: #ffffff !important;}"][vc_column_text css=".vc_custom_1564910827478{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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Ansarada"
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Quantuma Advisory Ltd"
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Competent Advisor"
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Newgate Compliance Limited"
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Zing365/DWF Training"
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bool(false)
["author"]=>
string(0) ""
["exclude"]=>
array(0) {
}
["include"]=>
array(0) {
}
["search_term"]=>
string(0) ""
["show_hidden_columns"]=>
bool(false)
["offset"]=>
int(0)
["user_search_term"]=>
string(0) ""
["search_filters"]=>
array(0) {
}
}
}
["data_factory":"Barn2\Plugin\Posts_Table_Pro\Posts_Table":private]=>
object(Barn2\Plugin\Posts_Table_Pro\Data\Data_Factory)#25289 (1) {
["args":"Barn2\Plugin\Posts_Table_Pro\Data\Data_Factory":private]=>
object(Barn2\Plugin\Posts_Table_Pro\Table_Args)#25284 (59) {
["args":"Barn2\Plugin\Posts_Table_Pro\Table_Args":private]=>
array(55) {
["offset"]=>
NULL
["user_search_term"]=>
NULL
["search_filters"]=>
array(0) {
}
["columns"]=>
string(61) "image, title,excerpt,categories:Region,cf:telephone,tax:level"
["widths"]=>
bool(false)
["auto_width"]=>
bool(true)
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bool(false)
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bool(false)
["responsive_control"]=>
string(6) "inline"
["responsive_display"]=>
string(9) "child_row"
["wrap"]=>
bool(true)
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bool(false)
["search_on_click"]=>
bool(true)
["filters"]=>
bool(true)
["scroll_offset"]=>
int(15)
["content_length"]=>
string(2) "15"
["excerpt_length"]=>
string(2) "10"
["links"]=>
string(34) "title,categories,tags,terms,author"
["lazy_load"]=>
bool(false)
["cache"]=>
bool(false)
["image_size"]=>
string(5) "70x70"
["lightbox"]=>
bool(false)
["shortcodes"]=>
bool(false)
["date_format"]=>
bool(false)
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bool(false)
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bool(false)
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bool(false)
["paging_type"]=>
string(14) "simple_numbers"
["page_length"]=>
string(3) "top"
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string(3) "top"
["totals"]=>
string(6) "bottom"
["pagination"]=>
string(6) "bottom"
["reset_button"]=>
bool(true)
["button_text"]=>
string(4) "View"
["rows_per_page"]=>
string(2) "-1"
["post_limit"]=>
string(3) "500"
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string(4) "date"
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bool(false)
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string(13) "ouraffiliates"
["status"]=>
string(7) "publish"
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
["cf"]=>
bool(false)
["year"]=>
bool(false)
["month"]=>
bool(false)
["day"]=>
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bool(false)
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bool(false)
["include"]=>
bool(false)
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bool(false)
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bool(false)
}
["columns"]=>
array(6) {
[0]=>
string(5) "image"
[1]=>
string(5) "title"
[2]=>
string(7) "excerpt"
[3]=>
string(10) "categories"
[4]=>
string(12) "cf:telephone"
[5]=>
string(9) "tax:level"
}
["headings"]=>
array(6) {
[0]=>
string(0) ""
[1]=>
string(0) ""
[2]=>
string(0) ""
[3]=>
string(6) "Region"
[4]=>
string(0) ""
[5]=>
string(0) ""
}
["widths"]=>
array(6) {
[0]=>
string(4) "70px"
[1]=>
string(4) "auto"
[2]=>
string(4) "auto"
[3]=>
string(4) "auto"
[4]=>
string(4) "auto"
[5]=>
string(4) "auto"
}
["auto_width"]=>
bool(true)
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array(0) {
}
["column_breakpoints"]=>
array(0) {
}
["responsive_control"]=>
string(6) "inline"
["responsive_display"]=>
string(9) "child_row"
["wrap"]=>
bool(true)
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bool(false)
["search_on_click"]=>
bool(true)
["filters"]=>
array(2) {
[0]=>
string(10) "categories"
[1]=>
string(9) "tax:level"
}
["filter_headings"]=>
array(2) {
[0]=>
string(0) ""
[1]=>
string(0) ""
}
["scroll_offset"]=>
int(15)
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int(15)
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int(10)
["links"]=>
array(5) {
[0]=>
string(5) "title"
[1]=>
string(10) "categories"
[2]=>
string(4) "tags"
[3]=>
string(5) "terms"
[4]=>
string(6) "author"
}
["lazy_load"]=>
bool(false)
["cache"]=>
bool(false)
["image_size"]=>
array(2) {
[0]=>
string(2) "70"
[1]=>
string(2) "70"
}
["lightbox"]=>
bool(false)
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bool(false)
["date_format"]=>
string(0) ""
["date_columns"]=>
array(0) {
}
["no_posts_message"]=>
string(0) ""
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string(0) ""
["paging_type"]=>
string(14) "simple_numbers"
["page_length"]=>
string(3) "top"
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string(3) "top"
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string(6) "bottom"
["pagination"]=>
string(6) "bottom"
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bool(true)
["button_text"]=>
string(4) "View"
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int(-1)
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int(500)
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string(4) "date"
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string(4) "desc"
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string(13) "ouraffiliates"
["post_mime_type"]=>
NULL
["status"]=>
array(1) {
[0]=>
string(7) "publish"
}
["category"]=>
string(0) ""
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array(0) {
}
["tag"]=>
string(0) ""
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string(0) ""
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string(0) ""
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bool(false)
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string(0) ""
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bool(false)
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bool(false)
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bool(false)
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array(0) {
}
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array(0) {
}
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string(0) ""
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bool(false)
["offset"]=>
int(0)
["user_search_term"]=>
string(0) ""
["search_filters"]=>
array(0) {
}
}
}
["config_builder":"Barn2\Plugin\Posts_Table_Pro\Posts_Table":private]=>
object(Barn2\Plugin\Posts_Table_Pro\Config_Builder)#25311 (3) {
["id"]=>
string(22) "ptp_045fcf3f50121275_1"
["args"]=>
object(Barn2\Plugin\Posts_Table_Pro\Table_Args)#25284 (59) {
["args":"Barn2\Plugin\Posts_Table_Pro\Table_Args":private]=>
array(55) {
["offset"]=>
NULL
["user_search_term"]=>
NULL
["search_filters"]=>
array(0) {
}
["columns"]=>
string(61) "image, title,excerpt,categories:Region,cf:telephone,tax:level"
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bool(false)
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bool(true)
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bool(false)
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bool(false)
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string(6) "inline"
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string(9) "child_row"
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bool(true)
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bool(false)
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bool(true)
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bool(true)
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int(15)
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string(2) "15"
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string(2) "10"
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string(34) "title,categories,tags,terms,author"
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bool(false)
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bool(false)
["image_size"]=>
string(5) "70x70"
["lightbox"]=>
bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
["paging_type"]=>
string(14) "simple_numbers"
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string(3) "top"
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string(3) "top"
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string(6) "bottom"
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string(6) "bottom"
["reset_button"]=>
bool(true)
["button_text"]=>
string(4) "View"
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string(2) "-1"
["post_limit"]=>
string(3) "500"
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string(4) "date"
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bool(false)
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string(13) "ouraffiliates"
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string(7) "publish"
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
}
["columns"]=>
array(6) {
[0]=>
string(5) "image"
[1]=>
string(5) "title"
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string(7) "excerpt"
[3]=>
string(10) "categories"
[4]=>
string(12) "cf:telephone"
[5]=>
string(9) "tax:level"
}
["headings"]=>
array(6) {
[0]=>
string(0) ""
[1]=>
string(0) ""
[2]=>
string(0) ""
[3]=>
string(6) "Region"
[4]=>
string(0) ""
[5]=>
string(0) ""
}
["widths"]=>
array(6) {
[0]=>
string(4) "70px"
[1]=>
string(4) "auto"
[2]=>
string(4) "auto"
[3]=>
string(4) "auto"
[4]=>
string(4) "auto"
[5]=>
string(4) "auto"
}
["auto_width"]=>
bool(true)
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array(0) {
}
["column_breakpoints"]=>
array(0) {
}
["responsive_control"]=>
string(6) "inline"
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string(9) "child_row"
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bool(true)
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bool(false)
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bool(true)
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array(2) {
[0]=>
string(10) "categories"
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string(9) "tax:level"
}
["filter_headings"]=>
array(2) {
[0]=>
string(0) ""
[1]=>
string(0) ""
}
["scroll_offset"]=>
int(15)
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int(15)
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int(10)
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array(5) {
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string(5) "title"
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string(10) "categories"
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string(4) "tags"
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string(5) "terms"
[4]=>
string(6) "author"
}
["lazy_load"]=>
bool(false)
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bool(false)
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array(2) {
[0]=>
string(2) "70"
[1]=>
string(2) "70"
}
["lightbox"]=>
bool(false)
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bool(false)
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string(0) ""
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array(0) {
}
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string(14) "simple_numbers"
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string(3) "top"
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string(3) "top"
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string(6) "bottom"
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string(6) "bottom"
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bool(true)
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string(4) "View"
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int(-1)
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int(500)
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string(4) "date"
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string(4) "desc"
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string(13) "ouraffiliates"
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NULL
["status"]=>
array(1) {
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string(7) "publish"
}
["category"]=>
string(0) ""
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array(0) {
}
["tag"]=>
string(0) ""
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string(0) ""
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string(0) ""
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bool(false)
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string(0) ""
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bool(false)
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bool(false)
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bool(false)
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string(0) ""
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array(0) {
}
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array(0) {
}
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string(0) ""
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bool(false)
["offset"]=>
int(0)
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string(0) ""
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array(0) {
}
}
["columns"]=>
object(Barn2\Plugin\Posts_Table_Pro\Table_Columns)#25288 (1) {
["args":"Barn2\Plugin\Posts_Table_Pro\Table_Columns":private]=>
object(Barn2\Plugin\Posts_Table_Pro\Table_Args)#25284 (59) {
["args":"Barn2\Plugin\Posts_Table_Pro\Table_Args":private]=>
array(55) {
["offset"]=>
NULL
["user_search_term"]=>
NULL
["search_filters"]=>
array(0) {
}
["columns"]=>
string(61) "image, title,excerpt,categories:Region,cf:telephone,tax:level"
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bool(false)
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bool(true)
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bool(false)
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bool(false)
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string(6) "inline"
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string(9) "child_row"
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bool(false)
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bool(true)
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bool(true)
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int(15)
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string(2) "15"
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string(2) "10"
["links"]=>
string(34) "title,categories,tags,terms,author"
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bool(false)
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bool(false)
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string(5) "70x70"
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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string(14) "simple_numbers"
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string(3) "top"
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string(3) "top"
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string(6) "bottom"
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string(6) "bottom"
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bool(true)
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string(4) "View"
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string(2) "-1"
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string(3) "500"
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string(4) "date"
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bool(false)
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string(13) "ouraffiliates"
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bool(false)
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bool(false)
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bool(false)
}
["columns"]=>
array(6) {
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string(5) "image"
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string(5) "title"
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string(7) "excerpt"
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string(10) "categories"
[4]=>
string(12) "cf:telephone"
[5]=>
string(9) "tax:level"
}
["headings"]=>
array(6) {
[0]=>
string(0) ""
[1]=>
string(0) ""
[2]=>
string(0) ""
[3]=>
string(6) "Region"
[4]=>
string(0) ""
[5]=>
string(0) ""
}
["widths"]=>
array(6) {
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string(4) "70px"
[1]=>
string(4) "auto"
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string(4) "auto"
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string(4) "auto"
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string(4) "auto"
[5]=>
string(4) "auto"
}
["auto_width"]=>
bool(true)
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array(0) {
}
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array(0) {
}
["responsive_control"]=>
string(6) "inline"
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string(9) "child_row"
["wrap"]=>
bool(true)
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bool(false)
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bool(true)
["filters"]=>
array(2) {
[0]=>
string(10) "categories"
[1]=>
string(9) "tax:level"
}
["filter_headings"]=>
array(2) {
[0]=>
string(0) ""
[1]=>
string(0) ""
}
["scroll_offset"]=>
int(15)
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int(15)
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int(10)
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array(5) {
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string(5) "title"
[1]=>
string(10) "categories"
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string(4) "tags"
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string(5) "terms"
[4]=>
string(6) "author"
}
["lazy_load"]=>
bool(false)
["cache"]=>
bool(false)
["image_size"]=>
array(2) {
[0]=>
string(2) "70"
[1]=>
string(2) "70"
}
["lightbox"]=>
bool(false)
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bool(false)
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string(0) ""
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array(0) {
}
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string(0) ""
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string(14) "simple_numbers"
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string(3) "top"
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string(6) "bottom"
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string(6) "bottom"
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bool(true)
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string(4) "View"
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int(-1)
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int(500)
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string(4) "date"
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string(4) "desc"
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string(13) "ouraffiliates"
["post_mime_type"]=>
NULL
["status"]=>
array(1) {
[0]=>
string(7) "publish"
}
["category"]=>
string(0) ""
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array(0) {
}
["tag"]=>
string(0) ""
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string(0) ""
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string(0) ""
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bool(false)
["cf"]=>
string(0) ""
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bool(false)
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bool(false)
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bool(false)
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string(0) ""
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array(0) {
}
["include"]=>
array(0) {
}
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string(0) ""
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bool(false)
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int(0)
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string(0) ""
["search_filters"]=>
array(0) {
}
}
}
}
["cache":"Barn2\Plugin\Posts_Table_Pro\Posts_Table":private]=>
object(Barn2\Plugin\Posts_Table_Pro\Table_Cache)#25312 (3) {
["id"]=>
string(22) "ptp_045fcf3f50121275_1"
["args"]=>
object(Barn2\Plugin\Posts_Table_Pro\Table_Args)#25284 (59) {
["args":"Barn2\Plugin\Posts_Table_Pro\Table_Args":private]=>
array(55) {
["offset"]=>
NULL
["user_search_term"]=>
NULL
["search_filters"]=>
array(0) {
}
["columns"]=>
string(61) "image, title,excerpt,categories:Region,cf:telephone,tax:level"
["widths"]=>
bool(false)
["auto_width"]=>
bool(true)
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bool(false)
["column_breakpoints"]=>
bool(false)
["responsive_control"]=>
string(6) "inline"
["responsive_display"]=>
string(9) "child_row"
["wrap"]=>
bool(true)
["show_footer"]=>
bool(false)
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bool(true)
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bool(true)
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int(15)
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string(2) "15"
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string(2) "10"
["links"]=>
string(34) "title,categories,tags,terms,author"
["lazy_load"]=>
bool(false)
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bool(false)
["image_size"]=>
string(5) "70x70"
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
["paging_type"]=>
string(14) "simple_numbers"
["page_length"]=>
string(3) "top"
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string(3) "top"
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string(6) "bottom"
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string(6) "bottom"
["reset_button"]=>
bool(true)
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string(4) "View"
["rows_per_page"]=>
string(2) "-1"
["post_limit"]=>
string(3) "500"
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string(4) "date"
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bool(false)
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string(13) "ouraffiliates"
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string(7) "publish"
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
["cf"]=>
bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
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bool(false)
}
["columns"]=>
array(6) {
[0]=>
string(5) "image"
[1]=>
string(5) "title"
[2]=>
string(7) "excerpt"
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string(10) "categories"
[4]=>
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Helping consultants run compliance like clockwork.
Stay focused on the outcome from the outset. We’re your GRC technology partner, here to give you the competitive edge.
More business. Less busy-ness.
Bring order to end-to-end compliance processes with the most advanced SaaS platform for advisors and consultants.
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Quantuma Advisory Limited
Celebrating its 10th anniversary in 2023, Quantuma is an independent advisory firm serving the needs of corporate companies and their stakeholders.
We work alongside banks, major law practices, private equity houses, hedge funds, asset-based lenders, brokers, accountants, and regulators to support businesses and their clients. Our capabilities include extracting value from underperforming businesses, transactions to maximise stakeholder value, resolving business disputes, mitigating business risks, identifying and recovering assets and managing operational and financial challenges.
We have unrivalled experience working with regulated businesses and have strong relationships with the FCA, PRA and SRA, resulting from numerous instructions.
Our team has deep cross-border experience and specialist expertise in Restructuring & Insolvency, Corporate Finance, Disputes, Investigations, Asset Tracing & Recovery and Valuations.
The firm is headquartered in London and employs 400 people, who are located across 26 offices situated in the UK, Cyprus, Mauritius, The Cayman Islands, BVI, Singapore, Dubai and Australia.
For more information, please visit
www.quantuma.com
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At Competent Adviser our whole ethos is built around providing the financial services organisation of today with the training and competency assessment tools they require to be able to demonstrate that all individuals within their organisation are, and remain, competent in their role.
The vast range of knowledge and questions contained within our award winning system provides you with the ability to test your clients and their staff on ALL types of products both at the generic and provider specific level, whilst our constantly growing regulatory Computer Based Training (CBT) library gives you instant access to interactive learning modules on such key regulatory topics such as Consumer Duty, Conduct Risk, GDPR, Fair Treatment of Customers, Financial Crime, Vulnerable Customers etc.
We believe that an individual can only be considered truly competent if they are able to demonstrate competency across all aspects of their role and one of the unique features of our system is the ability for you to combine our generic content and questions you’re your client’s own specific procedures to create a truly bespoke CPD journey for them and their staff.
Our testing system is designed to instantly identify areas of learning weakness both at individual, team and corporate level, with completion of each test automatically placing a bespoke learning programme on an individual’s Home Page that has been specifically designed to enable them to achieve full competency within the shortest possible timescale.
And finally, our comprehensive Reporting Suite enables you to, amongst many other things, identify areas of learning weakness both at individual, team and client level, giving you immediate access to the up to the minute data at the click of a button.
We currently work with a number of Compliance Consultants who offer our services on a white labelled basis, strengthening their brand and enabling them to provide a fully comprehensive CPD solution, specifically designed to suit the bespoke needs of their clients
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With focused specialists we have expertise in banking, finance and regulatory law.
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Redress arising from pension transfer or income drawdown advice can happen years after the fact.
First Actuarial has a team of defined benefit pension experts with decades of experience in valuing defined benefit pension liabilities. Our team, led by Sarah Abraham, can use our specialist knowledge to:
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Tango Networks is a full UK mobile service operator on the EE network - dedicated to business use. We help Banks and financial services companies achieve MiFID II compliancy by routing all mobile calls through existing or new call recording systems. SMS messages can also be recorded for future analysis. Tango’s eSIMs can be installed in minutes, by scanning a QR code - and can even be used as the 2nd SIM (and business line) in a personal phone.
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Leo RegTech Limited developed Leo, the all-in-one compliance software designed for compliance professionals and regulated firms. Leo automates compliance workflows and provides you with the tools to assess a firm’s risk profile and build a monitoring program, manage employees’ compliance tasks and responsibilities, deliver and monitor online training, and manage all other aspects of the compliance framework.
Our compliance consultancy clients increase their value proposition with our software. They use Leo’s report templates and registers, as well as create their own to ensure that their clients receive consistent and well-organised service.
Leo was designed by compliance officers, to speed up compliance, ensure redundancy and avoid omissions in the compliance process. Its benefits are immediate: time savings, resilience and error reduction being key points.
Learn more
www.leo.tech
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Elevation is an enhanced client survey from VouchedFor.
By analysing over 250,000 clients’ feedback, we’ve identified the factors that make the biggest positive difference to client experience.
Elevation uses carefully engineered questions within a client survey to show advice firms and advisers the specific actions they can take to meet the Consumer Duty and drive revenue growth.
Elevation offers completely private feedback, industry benchmarks, and a real-time Consumer Duty Report.
That’s why more than 1,000 advisers from leading advice firms have chosen Elevation as their preferred survey solution for Consumer Duty.
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Our account handlers have over 20 years’ experience in this sector and have an in-depth knowledge of the regulatory/coverage specific issues currently affecting IFAs and Mortgage Brokers.
Some key features of the policies that we can arrange:-
- Competitive premium rates without restricting coverage
- Retrospective cover for Network Members
- Coverage for claims relating to the insolvency of financial institutions (Many policies exclude this event)
- Cover for Defined Benefit Pension Transfer advice
- ‘A’ rated insurers, Lloyd’s & Company Markets
- Dedicated in-house claims management specialists, with unrivalled experience of the complaints resolution process
- We offer up to 10% commission for introductions that lead to a policy placement, subject to Introducer Appointed Representative status.
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4th Floor Copenhagen House,
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Cascade is a Compliance, Administration and Governance Software solution.
Easily adaptable, “no coding required”, it is used by compliance consultants to help implement the compliance policies they create for their clients. Turning that 100/200 page PDF of their compliance manual into a working solution.
This helps the client get all members of staff up to speed on documents required, questionnaires required etc. dependent upon the role the counterparty plays to the client. This cuts down on interpretation issues and also ensures that you never ask for the same document twice.
It was developed to help SMEs to manage the ever-growing compliance overhead by creating a central repository for all elements of a Risk based approach to compliance.
This includes:
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- Digitalising the client list: registry of companies and funds, individual shareholders and counterparties with pre-set reports for regulators
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FRP is a leading national business advisory firm.
We provide solutions to create, preserve and recover value across a range of complex situations. With over 500 team members, including 80 partners working across 26 UK locations, we can provide you with the advice needed to guide you throughout the corporate lifecycle.
Specialising in corporate finance, debt advisory, restructuring, forensics and pensions, we deliver strategic solutions across a broad range of situations. Our five pillar services complement each other. We draw on experts within each of our service areas to put the best people in place for each circumstance.
Working across the board, from multinational organisations to small enterprises, we develop effective strategies for all kinds of businesses. Our financial services and regulatory specialists understand the intricacies of each situation and have the insight and expertise to find the right solution.
For more information, please visit frpadvisory.com.
Restructuring Advisory
Our team of over 300 restructuring advisory professionals provides advice and leadership through times of strategic change, and delivers tangible results for both businesses and individuals.
Our specialist team is focused on providing positive outcomes through comprehensive option reviews, undertaking wind down planning and solvency reviews, and advising upon and delivering practical solutions to stabilise and return businesses to financial health. Our team have experience in adapting operating models to resolve pressure points and preserve long-term growth plans to deliver a clear direction.
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THE FIRM
Russell-Cooke is a leading London law firm comprised of highly regarded specialists across a vast breadth of expertise. Its mix of commercial, private and public sector clients reflects the complex legal needs of contemporary London. The firm’s legal experts are leaders in their fields in areas as diverse as commercial property, professional regulation, crime and children law.
PRINCIPAL AREAS OF WORK
Russell-Cooke is an unusually broad-based practice spanning commercial and private client, civil and criminal, contentious and advisory work.
The firm’s large real estate team has a wealth of experience including in investment and development, in sectors including hotels and leisure, logistics and retail. Its specialist planning and construction lawyers and its highly regarded property disputes team complement its capabilities in this space.
Russell-Cooke offers a full range of services for private clients including highly regarded children, family, wills and probate, employment, clinical negligence, personal injury and criminal litigation services. Private clients also benefit from the firm’s specialist expertise in probate disputes, French law, and tax and cross-border estates.
The charity and social business team is amongst the top legal teams in the sector and has an impressive roster of clients. The team covers the full spectrum of issues from governance and commercial to property, employment and disputes.
The Russell-Cooke family office team is made up of recognised experts from a range of legal disciplines, enabling them to help with an unusually broad mix of issues. Whether it’s regarding family interests and assets, Wills, pre-nuptial agreements, the family business or property portfolios, the team provides clear, practical advice to help high net worth families.
The specialist corporate and commercial team handles the whole range of contentious, non-contentious and transactional work, with a recent focus on supporting startups from inception through funding rounds to onward growth and/or sale.
CLIENTS
The firm has built an outstanding client base including The Law Society, Prêt a Manger; Sky UK, Chelsea FC, Lendlease and the British Heart Foundation. Russell-Cooke’s ability to tackle complex, multidimensional cases means that a significant proportion of its work comes from referrals by other solicitors and many of its clients are solicitors, barristers and judges.
INTERNATIONAL
The firm advises a wide range of businesses, individuals and charities on their cross-border matters. Russell-Cooke acts as part of clients’ professional inner circles and has a wide network of international advisers allowing them to seamlessly project manage transactions involving other jurisdictions. The firm is the sole UK member of international legal networks Legus and LexUnion.
SUSTAINABILITY & CORPORATE RESPONSIBILITY
As a modern business, Russell-Cooke is aware of its impact on the environment and its place within the local community. As part of its 2019-2022 strategic plan "to improve the environmental sustainability of the firm and take significant steps towards carbon neutrality,” Russell-Cooke has already offset its 2020 and 2021 emissions and has committed to do so in the future. The firm’s Putney office boasts solar panels which push energy into the local grid, and is home to two hives of Buckfast bees.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="5433" img_size="full" qode_css_animation=""][vc_column_text css=".vc_custom_1656418202657{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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string(3741) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]Mishcon is a full service leading law firm, based in London.
We are a market leading team specialising in the financial services sector, with particular emphasis on representing a range of firms and individuals who are facing issues with the FCA. Our team and the individuals in it, which includes former FCA regulators, are highly ranked in the legal directories.
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They have some of the key players in the market for representing individuals and corporations in the regulatory space.
(Chambers and Partners 2022)
Extensive experience in dealing with FCA investigations.
(Chambers and Partners 2022)
The team has strength across individuals and corporates and have great insight across all aspects of the financial services sector, particularly asset management. They are very collaborative and committed to advancing the interests of their clients.
(Legal 500 2022)
Superb team for defence Financial Services work….
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string(9992) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner el_class="Simplifying compliance requirements around identifying and reporting on financial vulnerability Comentis provides regulated firms with the ability to consistently and objectively identify financially vulnerable clients through a simple to deploy, clinically developed online assessment process. The unique assessment process flags those at risk and allows advisers to log both interventions and outcomes. All of which feeds into our vulnerability dashboard which has been built as part of the FCA innovation Hub program. Assessments can be discretely integrated into existing client journeys (onboarding, factfind, KYC) & advice processes, providing a seamless experience for clients whilst enabling your clients to meet growing regulatory requirements more easily. You can find more information and an explainer video on our Financial Vulnerability webpage How it works Through a limited number of non-invasive questions, clinically developed algorithms identify customers at risk of financial vulnerability, including resilience and capability drivers. On completion of an assessment a detailed vulnerability report is created for the client’s file. Through our intervention log, any recorded actions are also incorporated into each report, providing a complete audit trail. Comentis is also integrated in a growing number of client management platforms including Intelliflo, Time4Advice and Iress. Unrivalled Analytics and Reporting Comentis provides compliance firms with unrivalled analytics and reporting around financial vulnerability and mental capacity. Using the primary data from the assessments, our App provides clear and straightforward reporting on: • User analytics – what advisers have done what • Risks Identified – what vulnerability risks exist in a client base • Interventions and outcomes – what actions have been taken and what risks have been confirmed, mitigated • access to our Vulnerability Dashboard, providing oversight on vulnerabilities. By ensuring your clients use our App you will not only be ensuring they consistently identify vulnerable clients, but also make the future recording of actions and reporting to the regulator easier, quicker and more accurate. Class leading expertise What sets Comentis apart is its clinical pedigree and team of inhouse experts, each contributing years of experience in the fields of mental health assessments, clinical psychology, and mental capacity. Developed alongside financial services professionals, Comentis delivers an unrivalled solution for the identification of the financially vulnerable. Comentis has gained support from the FCA in developing the App as part of the FCA Innovation Hub Program. They are also subject matter experts on the PFS Vulnerability Taskforce and members of the TISA vulnerability Working Group and TisaTech. “Vulnerability is so challenging for financial advisers to identify objectively, yet in these times more financial advice customers than ever are likely to fall into that category. Not only does the Comentis solution help firms meet their regulatory obligations, it also enables advisers to evidence this and sensitively approach vulnerability, leading to better outcomes for the end-customer.” Marjolaine Quirke Director of Client Delivery, Tenet Compliance Services Contact details Email: Joe@comentis.co.uk Tel: 07496244431 www.comentis.co.uk/financial-vulnerability" width="1/2"][vc_column_text]
Simplifying compliance requirements around identifying and reporting on financial vulnerability
Comentis provides regulated firms with the ability to consistently and objectively identify financially vulnerable clients through a simple to deploy, clinically developed online assessment process.
The unique assessment process flags those at risk and allows advisers to log both interventions and outcomes. All of which feeds into our vulnerability dashboard which has been built as part of the
FCA innovation Hub program.
Assessments can be discretely integrated into existing client journeys (onboarding, factfind, KYC) & advice processes, providing a seamless experience for clients whilst enabling your clients to meet growing regulatory requirements more easily.
You can find more information and an explainer video on our
Financial Vulnerability webpage
How it works
Through a limited number of non-invasive questions, clinically developed algorithms identify customers at risk of financial vulnerability, including resilience and capability drivers.
On completion of an assessment a detailed vulnerability report is created for the client’s file. Through our intervention log, any recorded actions are also incorporated into each report, providing a complete audit trail.
Comentis is also integrated in a growing number of client management platforms including Intelliflo, Time4Advice and Iress.
Unrivalled Analytics and Reporting
Comentis provides compliance firms with unrivalled analytics and reporting around financial vulnerability and mental capacity. Using the primary data from the assessments, our App provides clear and straightforward reporting on:
- User analytics – what advisers have done what
- Risks Identified – what vulnerability risks exist in a client base
- Interventions and outcomes – what actions have been taken and what risks have been confirmed, mitigated
- access to our Vulnerability Dashboard, providing oversight on vulnerabilities.
By ensuring your clients use our App you will not only be ensuring they consistently identify vulnerable clients, but also make the future recording of actions and reporting to the regulator easier, quicker and more accurate.
Class leading expertise
What sets Comentis apart is its clinical pedigree and team of inhouse experts, each contributing years of experience in the fields of mental health assessments, clinical psychology, and mental capacity. Developed alongside financial services professionals, Comentis delivers an unrivalled solution for the identification of the financially vulnerable.
Comentis has gained support from the FCA in developing the App as part of the FCA Innovation Hub Program. They are also subject matter experts on the PFS Vulnerability Taskforce and members of the TISA vulnerability Working Group and TisaTech.
“Vulnerability is so challenging for financial advisers to identify objectively, yet in these times more financial advice customers than ever are likely to fall into that category. Not only does the Comentis solution help firms meet their regulatory obligations, it also enables advisers to evidence this and sensitively approach vulnerability, leading to better outcomes for the end-customer.”
Marjolaine Quirke
Director of Client Delivery, Tenet Compliance Services
Contact details
Email: Joe@comentis.co.uk
Tel: 07496244431
www.comentis.co.uk/financial-vulnerability
Click here to view our latest webinar delivered to APCC members on Vulnerability.
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I am Masters qualified and Accredited by the Association for Coaching and have been coaching for over 10 years.
What is Executive Coaching?
Well, I won’t tell you how to do your job, but I will help you with these:
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- Navigating complex team dynamics
- Exploring your aspirations and goals
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The sessions are 90 minutes and typically monthly, and can take place at your work premises or at a local venue of your choice, but are increasingly online (Teams, Zoom etc.)
Get in touch for a free taster session or if you just want to find out more.
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CCL Academy is an Accredited Training Partner (ATP) of the Chartered Institute for Securities & Investment (CISI) and is one of the select number of ATPs to be awarded the coveted Premier Accredited Training Partner status in recognition of its exceptional CISI training services. The Academy is also an approved CISI CPD provider for the CISI CPD Scheme, and are proud to deliver a range of Governance, Risk and Compliance qualifications in association with the Henley Business School and the ICMA Centre.
The firms unique and wide range of compliance learning opportunities include a holistic, 360 approach to compliance training that caters to the whole business. This includes:
- An eLearning library covering the mandatory topics needed for front/back-office staff
- Bespoke In-House Courses across the major Compliance/FCC topics
- A series of skills-based, Public Courses for Compliance/FCC staff
- A CPD Programme ideal for Compliance/FCC staff
- An innovative On-Demand Video Tutorials for the Compliance/FCC team, and Regulatory Briefings for Senior Management.
CCL Academy’s Referral Scheme allows APCC members to give their clients access to the 360 Approach to Compliance Learning package – a solution to ensure that all staff across their firm have access to the compliance learning resources they need.
Contact CCL Academy for more information.
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We have a deep understanding of the regulatory responsibilities and risk management procedures required by regulated firms, supporting our clients to find the most suitable Professional Indemnity insurance (PI), Cyber and Data insurance (Cyber) and Directors’ and Officers’ insurance (D&O).
We are an affiliate member of the Association of Professional Compliance Consultants (APCC) and an associate member of the Lloyd’s Market Association (LMA) and can broker competitive insurance cover for 95% of businesses within the financial services sector.
For more information, please visit absolutecover.co.uk, email
info@absolutecover.co.uk or call 0203 859 0064.
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Worried about how to protect your business from ransomware attacks and email account takeover?
The solution is Mitigo. They specialise in the financial services sector. Their support has been designed to safeguard against cyber attacks and provide businesses with operational resilience. After assessing your risks, Mitigo will take care of the three areas needed to keep your business safe:
Technology – includes detailed technology assessments, penetration testing, and vulnerability scanning
People – includes e-learning, testing, and simulated phishing
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Our offering includes: Staff Augmentation and Interim Resourcing
If you would like to join our contactor bench or if you are looking for excellent contractors to support your business, please feel free to reach out for a confidential discussion on how we can assist you with your search or provide you with right talent and expertise.
Tel: 0207 010 1153 or Email: bhandelaar@danosconsulting.com
***REFER A PROFESSIONAL*** If you know a professional with the skills and experience to make a great compliance, risk or legal consultant, please recommend them to us. We’ll thank you with a £250 retail voucher if they are placed in a role through Danos Consulting* - Find Out More Visit Our Referral Scheme
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RMail Email Security Solution
Track, prove, e-sign, encrypt, share, certify, control – all-in-one
Looking for an all-in-one service experience? RMail offers the most secure and certified email security capabilities for privacy and compliance and eSignatures for easy digitization of workflows, e-delivery tracking, and managed file transfer to simplify secure sharing of large files. Its AI-infused apps minimize human errors to help you prevent data leaks while document-level digital rights management ensures you have document control even after transmission.
With RMail, APCC members get:
- Registered Encryption™ email security automatically delivers email in a unique way to each recipient through secure email. It creates the simplest user experience for the recipient while returning auditable proof of privacy and compliance to the sender -- going far beyond basic TLS and link-retrieval systems. RMail includes different levels of encryption for when it is important to keep messages private from a recipient’s email administrator or other insiders.
- Registered Email™ certified e-delivery tracking and proof provides email open/delivery tracking and evidence, with timestamped proof of original content legally delivered. It returns a court-accepted timestamped Registered Receipt™ email without requiring any recipient action.
- Secure Large File Share -- senders can easily attach and track up to 1GB of files from Outlook or the RMail Web app through the secure file share Senders can securely send files to any recipient with encryption and configurable self-purging options (from 1 to 90 days) in a one-time online storage box that eliminates the risk of recipients being able to see the sender’s cloud storage file structure.
- E-Sign is the simplest, most affordable, web-based electronic signature feature within RMail, which makes it easy for senders to send documents for e-signing directly from their email inbox using any desktop or mobile web browser.
- Disappearing Ink™ and ViewProof™ -- senders can tag certain parts of an email message to disappear from within the email after delivery after a designated amount of time since sending, number of views, or time per view. Senders can receive verifiable proof that the recipient has viewed selected tagged parts of an email.
- Redact Reply™ – senders can redact particularly sensitive text in a sent message such that if the recipient replies, that sensitive text is automatically removed from the reply email thread.
- SideNote® service makes it easy to append a private “sticky note” to a copied or blind copied recipient, so they have context as to why they were copied. With Disappearing Ink™ enabled, that note can be set for one-time-view and to disappear from the recipient inbox after.
- RMail Recommends™ AI-infused data leak protection, which automatically trains senders on which messages should be treated with special care, and have special RMail features applied, in-the-moment of sending. Dynamically adapts to prevent data leaks and automate email encryption.
- Right Recipient™ data shield – dynamically adapting service that, if a message is detected to contain sensitive content, automatically reviews the recipient addresses before transmission, and prompts senders to verify that they really want to send sensitive information to the particular recipients. It then applies the appropriate level of encryption to the message en route if sent.
- Anti-Whaling™ email impostor protection – RMail for Outlook includes patent-pending Anti-Whaling technology that prevents targeted ‘spear-phishing’ detection specifically designed to prevent Business Email Compromise and CEO Fraud impostor email and other lures.
- RMail Wire Fraud Protection™ is a specialized service to assure the right message is sent to the right recipient, with options to apply message-level encryption automatically if the message is related to bill payments, invoices, or wire transfers.
- RMail Protected Documents™ is a specialized document encryption service that makes it easy for senders to apply protections to any document that lives within the document itself, so the sender may at any time after transmission, track views, restrict to certain verified viewers, restrict functionality on the document (edit, print, watermark), or kill the document so that it can no longer be viewed by certain or anyone after a time period.
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Businesses are built one client at a time and our focus today is as much on ensuring our existing clients receive the care and attention they deserve as it is on adding new clients. It's by remaining true to our core values of sector specialisation, personal service and problem solving, that many of the valued clients we have today have been with us since we started.
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string(5609) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]SanctionsSearch.com was set up in response to the fact that all firms undertaking any sort of financial transaction, or providing advice on any financial transaction, need to ensure that their client is not on the Financial Sanctions list.
Whilst the list is freely available to all who need to see it, SanctionsSearch.com realised that firms would still find it extremely difficult to demonstrate to their regulator, or indeed the HM Treasury, that checks had taken place to ensure that their clients were not on the list.
As such, SanctionsSearch.com is all about evidence. Through the site we aim to provide you with a robust audit trail to allow you to ‘evidence’ and ‘demonstrate’ that you initially checked that clients were not on the Financial Sanctions List and that you regularly screen your client bank against future lists.
Based on the Wirral, SanctionsSearch.com was created by Professional Office Ltd. a company which has traded since 2006 as a Partnership and was subsequently incorporated in August 2008.
Its two directors are Joanne Nock ACCA and Chris Clare, both highly experienced in the fields of financial services and accountancy. Professional Office is a company which specialises in delivering office solutions from software and web development right through to virtual secretaries, call routing, accountancy and book-keeping.
Having worked with many companies over the last few years, Professional Office Ltd. always aims to develop systems that make the process of doing business easy, affordable and seamless. From the development of lead generation and lead management right through to prompt invoicing and data management systems, Professional Office has already made its mark in the field of bespoke software development and has packages currently deployed in many companies under licence agreements.
Initial funding for SanctionsSearch.com was provided entirely by the Directors and as a result, after just two years of trading, Professional Office Ltd. is fortunate to have a positive balance sheet, with no debts or liabilities whatsoever. The (now re-paid) up front funding allowed much time, resource and expertise to be spent on researching and developing the SanctionsSearch.com proposition to the point where our belief is that it not only matches but betters anything else currently available. The company’s agility will also, we believe, allow further ongoing developments that may be required in future, thus we can ensure that it remains cutting edge and ahead of its competitors without negatively impacting the company’s bottom line. Professional Office has a development team lead by one lead programmer with two supporting programmers as well as a full time designer. The programming team is qualified in PHP, Perl, MySQL, ASP.NET, C#, SQL Server, HTML, XHTML,CSS, JavaScript and much more.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="444" img_size="full" alignment="center" qode_css_animation="" css=".vc_custom_1580905462203{background-color: #ffffff !important;}"][vc_column_text css=".vc_custom_1564910827478{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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string(3156) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]RBG Holdings plc is a professional services group. The Group’s Legal Services division, RBG Legal Services Limited, contains two of the UK’s leading law firms, Rosenblatt and Memery Crystal. Alongside the Legal Services division, the Group also owns Convex Capital Limited, a specialist sell-side corporate finance boutique, and LionFish Litigation Finance Limited, an innovative litigation finance business.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="4958" img_size="medium" alignment="center" qode_css_animation="" css=".vc_custom_1648043855334{background-color: #ffffff !important;}"][vc_column_text css=".vc_custom_1564910827478{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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string(3405) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]Irwin Mitchell is unlike any other law firm. Nationally acclaimed, with a strong international capability, we offer a broad range of legal services to national and international organisations and institutions, small and medium-sized businesses and private individuals.
Whenever you deal with us, you’ll notice that our core values guide us at every stage. We always seek:
- TO BE PIONEERING WITH AN IMAGINATIVE OUTLOOK
- TO BE APPROACHABLE AND CARING
- TO BE TENACIOUS IN THE PURSUIT OF OUR OBJECTIVES
- TO BE EFFICIENT IN THE PROVISION OF OUR SERVICES
- TO WORK WITH A FOUNDATION OF INTEGRITY
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["post_author"]=>
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string(19) "2019-09-10 16:25:08"
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string(3276) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]Global Relay is the world's leading provider of cloud-based archiving and messaging services. We design and develop cutting edge technology that is disrupting traditional thinking about how to manage big data and driving new possibilities for organizations to benefit from the cloud.
Since 1999, Global Relay has assisted more than 23,000 firms worldwide to comply with regulatory requirements. Our technologies have become worldwide benchmarks for quality in the retention, protection and management of electronic business records.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="438" img_size="full" alignment="center" qode_css_animation="" css=".vc_custom_1580905747540{background-color: #ffffff !important;}"][vc_column_text css=".vc_custom_1564910827478{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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string(4470) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="80"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]All our consultants are former full time Compliance practitioners and since our MD (David Symes, a former Deputy Head of Compliance for a FTSE 100 Insurance & Investments Group) first started the firm in 1996, we have developed a reputation with our clients as the most professional recruitment consultancy in ethics & service as well as technical knowledge across both Compliance and Financial Crime, whilst David still works with trade bodies eg runs the Institute of Chartered Accountants Compliance Group, sits on the Board of MLROS.com and until recently chaired ACAMS UK Chapter. Thus as genuine experts, we never waste your (or your) clients time with unsuitable cvs as to sector or exact functional skillsets, whilst can fairly advise as to salary for the desired seniority & skillset of role (or vice versa as to what to expect for a given budget).
Additionally David worked as a part time Compliance Consultant from 1997 to 2008 thus has a good understanding of how consultancies work and their needs although no longer offers consulting services himself (apart from acting as an NED to firms seeking authorisation) whilst we also operate in Dublin, Geneva, Luxembourg & Madrid, all in partnership with locally based Compliance Officers (though all originally professionally qualified in the UK) if you or your clients need support operating or recruiting in those countries.
So whether you are recruiting permanent or temporary resources for your own firm (where we offer a discount to APCC members) or for clients (where we have successfully partnered with several APCC member firms over many years and can offer introductory commissions), please contact David for an initial discussion/meeting.[/vc_column_text][/vc_column_inner][vc_column_inner width="1/2"][vc_single_image image="260" img_size="full" alignment="center" qode_css_animation="" css=".vc_custom_1580904739380{background-color: #ffffff !important;}"][vc_column_text css=".vc_custom_1564910827478{margin-top: 0px !important;margin-right: 0px !important;margin-bottom: 0px !important;margin-left: 0px !important;padding-top: 5px !important;padding-right: 5px !important;padding-bottom: 2px !important;padding-left: 5px !important;background-color: #00ace9 !important;}"]
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string(3066) "[vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern"][vc_column][vc_separator type="normal" thickness="0" up="90"][/vc_column][/vc_row][vc_row css_animation="" row_type="row" use_row_as_full_screen_section="no" type="full_width" angled_section="no" text_align="left" background_image_as_pattern="without_pattern" el_class="full_section_inner2" z_index=""][vc_column width="2/3"][vc_row_inner row_type="row" type="full_width" text_align="left" css_animation=""][vc_column_inner width="1/2"][vc_column_text]Allegiance Insure is a Financial Lines Insurance Broker specialising in cover for FCA regulated companies. We work closely with a number of APCC member firms and their clients. We have excellent relationships with specialist insurance markets.
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